About Our Portfolio Managers
Mr. Procaccino is a Certified Financial Planner™, Certified Fund Specialist ® and President, Chief Executive Officer and Chief Compliance Officer of Castle Financial and Retirement Planning Associates, Inc. since the firm’s inception in 1992 and has been active in the financial services industry since 1978. Castle Financial is a Registered Investment Adviser with the Securities and Exchange Commission (the “SEC“). Prior to forming Castle Financial, he directed the Retirement Group at Cowen and Company as a Partner of the firm. He was Vice President and Branch Manager at Dean Witter Reynolds, Inc., and Retirement Group Strategist and Senior Vice President at Oppenheimer & Company. Mr. Procaccino served as Senior Portfolio Manager on the Macro Strategy Fund. He has a Masters of Business Administration in Finance and is also a graduate of the College for Financial Planning.
Mr. Bauer is the President, Chief Executive Officer and Chief Compliance Officer of Bauer Capital Management, LLC, a Registered Investment Advisor with the Securities Exchange Commission (the “SEC“). Mr. Bauer was Senior Vice President, Analyst and Market Technician at Castle Financial & Retirement Planning Associates, Inc. from 2011 until 2014. He is the developer of the Advisor’s proprietary models. Mr. Bauer formerly served as Portfolio Manager of the Macro Strategy Fund. He has been performing extensive research on the financial markets since 2007. Mr. Bauer is a graduate of Marist College with a degree in History.